• Skip to primary navigation
  • Skip to main content
  • Skip to primary sidebar

Gen Y Planning

Financial Planning for Millennials

  • Home
  • Meet the Team
  • Work With Us
  • Speaking & TV
  • Schedule A Call
  • Press
  • Blog
  • Contact
  • FAQs

Privacy Policy

Gen Y Planning LLC respects the privacy of all clients and prospective clients (“customers”), both past and present.  It is recognized that you have entrusted our firm with non-­public personal information and it is important that both access persons and customers are aware of firm policy concerning what may be done with that information.

The firm collects personal information about customers from the following sources:

  • Information clients provide to our firm to complete their plan or offer recommendation;
  • Information clients provide in engagement agreements, account applications, and other documents completed in connection with the opening and maintenance of their accounts;
  • Information customers provide verbally; and
  • Information received from service providers, such as custodians, about client transactions.

The firm does not disclose non-public personal information about our customers to anyone, except in the following circumstances:

  • When required to provide services our clients have requested;
  • When our customers have specifically authorized us to do so;
  • When required during the course of a firm assessment (i.e., independent audit); or
  • When permitted or required by law (i.e., periodic regulatory examination).

Within the firm, access to customer information is restricted to personnel that need to know that information.  All access persons and service providers understand that everything handled in firm offices are confidential and they are instructed to not discuss customer information with someone else that may request information about an account unless they are specifically authorized in writing by the customer to do so.  This includes, for example, providing information about a spouse’s IRA account or to adult children about parents’ accounts, etc.

To ensure security and confidentiality, the firm maintains physical, electronic, and procedural safeguards to protect the privacy of customer information.

The firm will provide you with its privacy policy on an annual basis per federal law and at any time, in advance, if firm privacy policies are expected to change.

Contact us at:

Gen Y Planning LLC
1732 1st Avenue #25368 New York, NY 10128
(612) 790‐7955
sophia@genyplanning.com

Primary Sidebar

I'm Sophia! And I'm not your father's financial planner. I work virtually with clients across the country to help them navigate through big life changes and reach their goals. I'm also a foodie, a true crime junkie, and a lover of karaoke. Let's chat! Click here >>

Stay up to date

Subscribe to get all the latest news!

Let’s Connect

  • Facebook
  • LinkedIn
  • Twitter

Latest on Twitter

Sophia Bera, CFP®Follow

Sophia Bera, CFP®
sophiaberaSophia Bera, CFP®@sophiabera·
6h

Why the pandemic winter is the perfect time to try out "slow work:" https://snip.ly/705nto

Reply on Twitter 1352058409454096384Retweet on Twitter 1352058409454096384Like on Twitter 1352058409454096384Twitter 1352058409454096384
sophiaberaSophia Bera, CFP®@sophiabera·
12h

Furnishing Your Home in a Pandemic Will Require Patience: https://snip.ly/40zhea via @rondakaysen

Reply on Twitter 1351967804724023303Retweet on Twitter 1351967804724023303Like on Twitter 1351967804724023303Twitter 1351967804724023303
sophiaberaSophia Bera, CFP®@sophiabera·
17h

More refunds coming as cruise lines cancel more sailings: https://snip.ly/1fts5h via @maryforgione

Reply on Twitter 1351899817673428993Retweet on Twitter 1351899817673428993Like on Twitter 1351899817673428993Twitter 1351899817673428993
Load More...
  • LinkedIn
  • Twitter
  • Disclaimer
  • Privacy Policy
  • ADV Part 2
  • Photo Credit: Matthew Johnson

Copyright © 2021 · Cultivate Theme On Genesis Framework · WordPress · Log in